Engaged to help a US broker dealer move to self-clearing

1. Completed and filed the US broker dealer Clearing Member Application for self-clearing approval
2. Engaged in and supported a vendor search for US broker dealer securities processing technology platform
3. Performed the vendor analysis that resulted in a vendor selection for the broker dealer
4. Analyzed and completely updated the clients WSP’s to match the client and vendor procedures
5. Provided resumes, interviewed candidates and spearheaded the hiring of staff
6. Achieved final approval from FINRA for self-clearing