• Anti-Money Laundering (AML)
• Automated Exam Reporting (AEP)
• Best Execution (TAG Processing)
• Blue Sheets
• Consolidated Audit Trail (CAT)
• Fee Reporting (Section 31)
• INSITE Reporting
• Large Option Position Reporting (LOPR)
• Large Trader ID (LTID)
• MSRB
• OATS
• REG SHO
• TRACE