Financial Service Experts

From the front office to the back office we understand your operational and technological needs.

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Key Operational
Areas of Expertise
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Key Compliance
Areas of Expertise
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Key Regulatory
Areas of Expertise
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Key Product
Areas of Expertise
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AJ Consultancy has extensive executive leadership experience in financial services including broker dealer operations and securities clearing and settlement technology.

We are proficient in problem solving, especially in improving complex operational processes.

OPERATIONS

Recognized experts in securities operations, clearing and settlement and IT platforms for securities processing.

COMPLIANCE

Proven experience managing compliance and regulatory businesses for broker dealers and technology vendors.

Business Process

A thorough understanding of the many different processing systems and financial products in use in the industry today places AJ

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Operations

With years of experience in financial services, including broker dealer operations and securities clearance and settlement technology, we are recognized

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Project Management

Effective project management is key to executing your plans. Our years of experience in both the technology and business areas

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Regulatory

Federal, State, local municipalities, SRO’s – you name it, there are rules to follow. AJC can help navigate your firm

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Technology

Our diverse knowledge of, and experience with, the vendor applications that support those products ensures that you get the right

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Staff Augmentation

Staff Augmentation

Operations, Project Management, Regulatory

Experienced Team

The AJ Consultancy management team has over 60 years of combined financial services experience and knowledge. We take pride in customizing our approach to each project in order to meet our clients’ expectations.

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Case Studies

AJ Consultancy has helped a variety of clients successfully execute against key strategic initiatives, whether expanding into new businesses, improving operational efficiencies or tackling compliance challenges.

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Simplify Your Business With AJC