Engaged by a US broker dealer to assist in the remediation of their blue sheet reporting process

    1. Analyzed their current procedures
    2. Determined that we needed to simplify their multiple databases to resolve their issue
    3. Wrote the business requirements that were analyzed and approved by the compliance group
    4. Wrote the technical specifications for the development of both a new name and address and a new blue sheet reporting system
    5. Managed the UAT testing process and the final implementation
    6. Achieved final remedy to the firm’s trade reporting issues