Responsibilities:

• Process and settle all DTC trades promptly, ensuring accurate reflection in the internal system.
• Ensure compliance with SEC and Client rules in all actions.
• Review RAD screen for incoming receives, compare with fail reports, and approve items.
• Monitor RAD deliveries for unapproved outgoing transactions; coordinate with the appropriate team to obtain approval for delivery.
• Confirm pair offs and partial trades for broker-to-broker and ex-clearing transactions, updating Phase 3 records.
• Address manual fails, including type 1 fails that do not auto-settle.
• Perform end-of-day balancing versus DTC records.
• Resolve any breaks in DTC suspense accounts.
• Follow up on stock record breaks and reconcile to DTC positions.

Compensation:

Compensation package offerings are based on candidate experience and qualifications, as it relates to the role. These are identified and determined throughout your interviewing experience.